So sánh có cấu trúc · kiểm tra lại lần cuối 2026-09
Interactive Brokers (institutional prime services) vs. Evaluate this broker against traditional prime brokers and direct market access providers for liquidity options.
Interactive Brokers LLC is a global self-directed broker-dealer with a robust institutional multi-asset clearing and introducing-broker program. It holds multiple tier 1 licenses across major financial markets, ensuring regulatory compliance. However, the absence of published venues and connectivity details may limit operational transparency for potential clients.
79Điểm bằng chứng/100
0Trung tâm dữ liệu
0Kết nối
6Lớp tài sản
01
Giấy phép, đọc từ sổ đăng ký
Phân loại cấp dùng cùng thang với sổ bán lẻ: tier-2 nghĩa là giám sát thực và tách tiền khách hàng, không có quỹ bồi thường nhà đầu tư — đừng đọc nhầm là bảo vệ tier-1.
| Cơ quan quản lý | Số giấy phép | Khu vực pháp lý | Bậc | Nguồn |
|---|---|---|---|---|
| SEC/FINRA | CRD 36418 (SEC 8-47257) | USA | tier-1 | https://brokercheck.finra.org/firm/36418 |
| FCA | not verified | UK | tier-1 | https://www.interactivebrokers.com/en/home.php |
| Central Bank of Ireland | C423427 | Ireland | tier-1 | https://www.interactivebrokers.com/en/home.php |
| ASIC | 453554 | Australia | tier-1 | https://www.interactivebrokers.com/en/home.php |
| SFC (HK) | not verified | Hong Kong | tier-1 | https://www.interactivebrokers.com/en/home.php |
| MAS (Singapore) | CMS100917 | Singapore | tier-1 | https://www.interactivebrokers.com/en/home.php |
| CIRO (Canada) | not verified | Canada | tier-1 | https://www.interactivebrokers.com/en/home.php |
Nguồn: www.interactivebrokers.com · mở nguồn ↗
02
Bảng so sánh
Mô hình thắng ở đâu, chỉ cạnh tranh ở đâu, và tuyên bố nào đối tác thực sự kiểm tra được.
A
Thắng ở đâu
- Multi-asset trading needs
- Introducing broker program
- Institutional client services
B
Chỉ cạnh tranh ở đâu
- Traditional prime brokers
- Direct market access providers
- Multi-asset clearing firms
C
Tuyên bố có thể kiểm chứng
- Footer register statements: Interactive Brokers LLC is a member NYSE-FINRA-SIPC, regulated by the US SEC and the CFTC; Interactive Brokers Canada Inc. is a CIRO/CIPF member; Interactive Brokers (U.K.) Limited is authorised and regulated by the FCA
- Interactive Brokers Ireland Limited regulated by the Central Bank of Ireland (CBI reference C423427, CRO 657406, ICS member); IB Australia AFSL 453554 (ABN 98 166 929 568); IB Hong Kong regulated by the SFC; IB Securities Japan regulated by Kanto Local Finance Bureau (Registration No. 187); IB Singapore licensed by MAS (Licence No. CMS100917)
- BrokerCheck register: Interactive Brokers LLC CRD 36418, SEC 8-47257, status ACTIVE
- Institutional account minimum and client billing are published fee items; introducing-broker programme offered on the main site
D
Tuyên bố không thể xác minh từ bên ngoài
- Financial-strength and execution-quality marketing statements on the homepage are the firm's own characterisations
03
Phạm vi và độ phủ
| Lớp tài sản | Trung tâm dữ liệu | Kết nối | Khách hàng chấp nhận | Từ chối rõ ràng |
|---|---|---|---|---|
| Stocks, Options, Futures, Currencies (FX), Bonds, Funds | Institutions, Financial advisors, Proprietary trading groups, Hedge funds, Introducing brokers ('Launch and scale your brokerage business'), Family offices, Compliance traders |